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October 18, 2024

Analyst – Licensing Team

  • Assess applications for Australian Financial Services and Australian Credit licences
  • Permanent role – hybrid working options (50/50), Sydney, Melbourne (other locations considered)
  • Salary from $78,720 – $90,235 (depending on experience) plus 15.4% superannuation

A future with ASIC means that your work will contribute to ASIC’s vision for a fair, strong and efficient financial system for all Australians. We value what you will bring. We value those with sharp, analytical minds and are open to challenging the way things are done.

The team

The Licensing team has primary responsibility for ASIC’s assessment of applications relating to financial services licences, consumer credit licences, company, and self-managed superannuation fund services, and auditor applications.

The Licensing team focuses on ensuring licences are granted by ASIC only to those who meet the necessary statutory requirements. The team also works closely with other ASIC teams to assist them in effectively carrying out their regulatory roles.

The role

As an Analyst you will be accountable for:

  • Assessing basic to moderately complex Australian Financial Services Licence applications, as per the Corporations Act, using established policy and procedures
  • Assessing basic to moderately complex Australian Credit Licence applications as per the National Consumer Credit Protection Act, using established policy and procedures
  • Communicating effectively with applicants and preparing documentation on issues identified during the assessment process
  • Providing recommendations and preparing documentation for refusal of licence applications
  • Liaising and negotiating with a range of internal and external stakeholders
  • Providing professional service in the management of escalated stakeholder interactions
  • Proactively participating in process and policy improvements

About you

  • A relevant tertiary qualification.
  • Experience in researching, analysing and interpreting complex information and legislation to resolve complex customer queries
  • An understanding of the benefits in developing strategic relationships that partner to ensure the effective use of all available data and information opportunities
  • Ability to present basic and more complex information to varied audiences through business communication skills that includes editing and an ability to distil key messages.
  • Ability to work independently with limited supervision and take responsibility for outcomes
  • Ability to work through challenging, ambiguous, and complex issues calmly and logically
  • Sound time management skills, with strong attention to detail

About ASIC

ASIC’s remit is one of the broadest of regulators across the world.

ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system.

Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.

Through Moneysmart, we aim to improve the skills and knowledge of Australians and provide information and tools to help them in their decision making.

A future with ASIC means that your work will contribute to achieving ASIC’s vision for a fair, strong, and efficient financial system for all Australians.

ASIC is committed to providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.

 

Applications for this role will close at 11:59pm on 1 November 2024.

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